UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Warrants | 10/27-05:00/2020 | 10/27-05:00/2025 | Common Stock | 1,000,000 | $ 0.8 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kruse William R 1340 S. MAIN ST. SUITE 300 GRAPEVINE, TX 76051 |
X | |||
Kruse Deborah L 1340 S MAIN ST. SUITE 300 GRAPEVINE, TX 76051 |
X |
/s/ William R. Kruse | 01/05-05:00/2021 | |
**Signature of Reporting Person | Date | |
/s/ Deborah L. Kruse | 01/05-05:00/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: (1) William R. Kruse owns 1,014,300 shares of stock in his individual accounts over which he has sole voting and dispositive power. William R. Kruse and Deborah L. Kruse, husband and wife that share the same household, own 8,416,484 shares in accounts as joint tenants with right of survivorship. Includes shares acquired through December 19, 2020. (2) This Form 3 is amended to include Deborah L. Kruse as a joint filer as Ms. Kruse was unable to jointly file by the filing date due to the inability to obtain her own individual EDGAR access code. This Form 3 is also amended to include the common stock warrants referenced in Table II that were joined with 1,000,000 shares reported in Table I of the original filing. The Common Stock Warrants were inadvertently omitted from the original filing. |